Securities Regulation

ebook

By Marc I. Steinberg

cover image of Securities Regulation

Sign up to save your library

With an OverDrive account, you can save your favorite libraries for at-a-glance information about availability. Find out more about OverDrive accounts.

   Not today
Libby_app_icon.svg

Find this title in Libby, the library reading app by OverDrive.

app-store-button-en.svg play-store-badge-en.svg
LibbyDevices.png

Search for a digital library with this title

Title found at these libraries:

Loading...

The coverage of this text is designed for both the basic securities regulation course and for advanced seminars. In addition to case law, the text includes other relevant material such as SEC releases and scholarly commentary. The problem method is used extensively. Securities Regulation covers the traditional issues as well as the developing areas. Subjects that receive extensive treatment include:

  • Definition of a security,
  • Exemptions from registration,
  • The registration process,
  • Sarbanes-Oxley,
  • The policy debate underlying disclosure,
  • Resales (including SEC Rule 144),
  • Due diligence (including the integrated disclosure framework),
  • Disclosure obligations in a myriad of contexts,
  • Regulation of the securities markets,
  • International securities developments including global offerings,
  • Remedies and liabilities under both federal and state securities law,
  • Broker-dealer regulation,
  • Corporate control transactions and contests,
  • Attorney professional responsibility,
  • SEC enforcement, and
  • "Blue Sky" regulation

    A Teacher's Manual is available to professors.

    Professors and adjunct professors may request complimentary examination copies of LexisNexis law school publications to consider for class adoption or recommendation. Please identify the book(s) you wish to receive, provide your institutional contact information, and submit your request here.

  • Securities Regulation