Annotated Alberta Securities Legislation

ebook Volume 1 · Annotated Alberta Securities Legislation (2024)

By L. Daniel Wilson

cover image of Annotated Alberta Securities Legislation

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Annotated Alberta Securities Legislation provides you with the most accurate and current information on the Alberta securities regulatory scheme, including:

  • Full text of the Alberta Securities Act and Regulation
  • Alberta Securities Commission (ASC) Rules, Forms, Policies, and Notices
  • National Instruments and Policy Statements
  • Canadian Securities Administrators (CSA) Notices

    The 2024 Edition of Annotated Alberta Securities Legislation provides essential information for practitioners dealing with securities laws in Alberta, featuring:

  • Extensive case annotations throughout the Alberta Securities Act, prepared by securities law expert L. Daniel Wilson
  • Cross-references to related provisions and relevant regulatory instruments to help you conduct accurate research
  • Tables of Concordance to help you quickly compare requirements in different jurisdictions
  • A Case Table and Topical Index to help you find relevant references quickly and easily

    What's New in the 2024 Edition

  • New CSA Staff Notice 21-332 Crypto Asset Trading Platforms: Pre-Registration Undertakings, issued February 22, 2023
  • New Joint CSA and IIROC Staff Notice 23-329 Short Selling in Canada and CSA Staff Notice 25-306 Activist Short Selling Update, issued December 8, 2022
  • Amendments to National Instrument 45-106 Prospectus Exemptions and Companion Policy 45-106CP Prospectus Exemptions, in force March 8, 2023
  • New CSA Staff Notice 51-364 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2022 and March 31, 2021, issued November 3, 2022
  • Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Companion Policy 94-101CP Mandatory Central Counterparty Clearing of Derivatives, effective September 1, 2022
  • New CSA Staff Notice 96-303 Derivatives Data Reporting Transition Guidance, issued November 10, 2022

    Annotations by:

    L. Daniel Wilson, J.D., LL.M., PhD.

    Some annotations provided courtesy of McCarthy Tétrault LLP and originally published in Annotated Ontario Securities Legislation or Annotated British Columbia Securities Legislation.

  • Annotated Alberta Securities Legislation